080-43691464
080-43691464

Paper 6 :

Capital Markets & Securities Laws

START LEARNING NOW

Capital Markets & Securities Laws

Series 1
Series 2
Part A: Capital Market
01    Overview of Capital Market

 

Lecture icon   1 Lectures                Know More

03   Credit Rating and IPO Grading

 

Lecture icon  1 Lectures                Know More

05  Debt Market

 

Lecture icon  1 Lectures                Know More

07  Mutual Funds

 

Lecture icon  2 Lectures                Know More

09    Collective Investment Schemes

 

Lecture icon   1 Lectures                Know More

11  Indian Depository Receipts

 

Lecture icon   1 Lectures                Know More

13   Non-Convertible Redeemable Preference Shares

 

Lecture icon   1 Lectures                Know More

15     Infrastructure Investment Trusts

 

Lecture icon   1 Lectures                Know More

02    Capital Market Instruments

 

Lecture icon   2 Lectures        Know More

04   Market Infrastructure Institutions – Stock Exchange Trading Mechanism

 

Lecture icon   2  Lectures        Know More

06   Money Market

 

Lecture icon   1  Lectures        Know More

08   Venture Capital

 

Lecture icon   1  Lectures        Know More

10    Resource Mobilization in International Capital Market

 

Lecture icon   1  Lectures        Know More

12    Foreign Portfolio Investors

 

Lecture icon   1  Lectures        Know More

14   Real Estate Investment Trusts

 

Lecture icon   1  Lectures        Know More

Part B: Securities Law
16   Regulatory Framework Governing Stock Exchanges

 

Lecture icon   2  Lectures                Know More

18   Depositories

 

Lecture icon   1 Lectures                Know More

20   Issue of Securities

 

Lecture icon   4 Lectures                Know More

22   Insider Trading- An overview

 

Lecture icon   1 Lectures                Know More

24   Investor Protection

 

Lecture icon   1 Lectures                Know More

17   Securities and Exchange Board of India

 

Lecture icon  1 Lectures        Know More

19   Listing and Delisting of Securities

 

Lecture icon  2 Lectures        Know More

21    Regulatory Framework relating to Securities Market Intermediaries

 

Lecture icon  3 Lectures        Know More

23   Takeover Code- An Overview

 

Lecture icon  2 Lectures        Know More

17   Securities and Exchange Board of India

 

Lecture icon  3 Lectures        Know More

About Capital Markets & Securities Laws

 

The functioning of Capital markets in India and its working constitute Part A of the Paper- Capital markets. Securities Law relate to the rules and regulations and legislation that govern the entities that are listed on Stock Exchanges in India. Securities law is one of the core areas of practice and expertise for a Company Secretary. At this level you will be studying various provisions under the Securities Law, its rules and regulations such as Securities Contracts (Regulations) Act 1956, SEBI-Listing Regulations, issue of Capital and Disclosure Requirements, Insider Trading etc. Expert level knowledge in this subject is expected to apply the legal provisions and solve case studies.

 

The topics covered in Capital Markets & Securities Laws at CS Executive Level

  • Overview of Capital Market 
  • Capital Market Instruments and Rating 
  • Securities Market Intermediaries 
  • Debt Market 
  • Money Market 
  • Securities Contracts (Regulations) Act 1956 
  • Securities and Exchange Board of India Act, 1992 
  • SEBI- Issue of Capital and Disclosure Requirements, Listing Obligations and Disclosure Requirement

 

the best approach to study Capital Markets & Securities Laws paper

  • It is highly recommended to refer to the Bare Act for studying Law related subjects. The ICSI material is also very helpful as the procedures and rules are given in a systematic order. A combination of studies from the Bare Act and ICSI study material is recommended. 
  • Make short notes of your own 
  • Prepare flowcharts, tables and represent each topic either pointwise or in a illustrative manner. This will help you break complex paragraphs into simple sentences. 
  • Since there have been many amendments in Securities Laws, follow the updates and amendments to keep yourself updated. 
  • Do not skip any topic. 
  • Read about latest business news and developments in companies to quote practical examples in the paper. This will also help you understand concepts better while preparation.

Faculty

CS Harish V K
CS Harish V K
CA Rajiv Rabindran
CA Rajiv Rabindran

Resources

Question Paper June 2018
Question Paper June 2019

Learn on the go!

Credit system allows you to plan your learning smartly and with flexibility. Watch the video to find out more about how the credit system works, and how you can leverage this for your success.

For More Information Contact >> 8088427846

Request a Call Back

    Search

    Hit enter to search or ESC to close

    cookie By using this website, you agree to our cookie policy.