Securities Laws and Capital Markets

Paper 6 :

Securities Laws and Capital Markets

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Securities Laws and Capital Markets

Series 1

01 Securities Contracts (Regulations) Act, 1956

2 Lectures Know More

03 Depositories Act, 1996

1 Lectures Know More

05 An Overview of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

1 Lectures Know More

07 SEBI (Buy-Back of Securities) Regulations, 1998

2 Lectures Know More

09 SEBI (Share Based Employee Benefits) Regulations, 2014 – An Overview

1 Lectures Know More

11 SEBI (Prohibition of Insider Trading) Regulations, 2015

1 Lectures Know More

13 Collective Investment Schemes

1 Lectures Know More

15 Structure of Capital Market

4 Lectures Know More

02 Securities and Exchange Board of India Act, 1992

1 Lectures Know More

04 An Overview of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009

2 Lectures Know More

06 An Overview of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

2 Lectures Know More

08 SEBI (Delisting of Equity Shares) Regulations, 2009

1 Lectures Know More

10 SEBI (Issue of Sweat Equity) Regulations, 2002 – An Overview

11 Lectures Know More

12 Mutual Funds

1 Lectures Know More

14 SEBI (Ombudsman) Regulations, 2003

1 Lectures Know More

16 Securities Market Intermediaries

1 Lectures Know More

About Securities Laws and Capital Markets

Securities Laws relate to the rules and regulations and legislation that govern the entities that are listed on Stock Exchanges in India. The functioning of Capital markets in India and its working constitute Part B of the Paper- Capital markets.

Securities law is one among the core areas of practice and expertise for a Company Secretary. At this level you will be studying various provisions under the Securities Law, its rules and regulations such as Securities Contracts (Regulations) Act 1956, SEBI-Listing Regulations, issue of Capital and Disclosure Requirements, Insider Trading etc. Expert level knowledge in this subject is expected to apply the legal provisions and solve case studies

The topics covered in Securities Laws & Capital Markets at CS Executive Level

Securities Contracts (Regulations) Act 1956
Securities and Exchange Board of India Act, 1992
SEBI- Issue of Capital and Disclosure Requirements, Listing Obligations and Disclosure Requirements
Consolidation of Accounts as per Companies Act, 2013
Cash Flow Statements
Case Studies and Practical issues
Cost Accounting
Budgetary control
Management Reporting
Ratio Analysis
Valuation of Shares and methods of valuation

The best approach to study Securities Laws & Capital Markets paper

It is highly recommended to refer to the Bare Act for studying Law related subjects. The ICSI material is also very helpful as the procedures and rules are given in a systematic order. A combination of studies from the Bare Act and ICSI study material is recommended
Make short notes of your own
Prepare flowcharts, tables and represent each topic either pointwise or in an illustrative manner. This will help you break complex paragraphs into simple sentences
Since there will be many amendments in Securities Laws, follow the updates and amendments to keep yourself updated
Do not skip any topic
Read about latest business news and developments in companies to quote practical examples in the paper. This will also help you understand concepts better during preparation

Faculty

CS Harish V K

Resources

Question Paper June 2018

Question Paper June 2019

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